derivative broker shall have paid-up registered capital of not less than one hundred million baht. The person granted a license under the first paragraph shall not include the person granted a license to
paid-up registered capital of not less than one hundred million baht. The person granted a license under the first paragraph shall not include the person granted a license to undertake derivatives
granted a license under the first paragraph shall not include the person granted a license to undertake derivatives business in the category of derivative broker which is limited to only debt securities
) concerning the establishment of the Capital Market Development Fund (CMDF). This second consultation focuses on revising the CMDF's objectives to include necessary financial support for the Stock Exchange of
issues that were discussed during the meeting include oversight of Crypto-asset trading platforms, the establishment of the supervisory cooperation working group, and guidelines in organizing supervisory
Excellence and (2) Stakeholders Relations whose roles include promoting and facilitating nationwide democratized access to products and services in the capital market. Moreover, the Corporate Finance
value information from the company, rather than that from other sources. Accordingly, disclosure should include significant issues which could materially impact business operations and shareholders, along
SEC is proposing to amend the regulations on unitholding limitations of mutual funds. Proposed amendments include, for example, changing the methods of unitholding calculation and allowing mutual
capital markets. Other key initiatives under ACMF include the ASEAN Trading Link among regional exchanges; the framework for Expedited Entry of Secondary Listings to allow for faster time-to-market for
appropriateness of local application, the importance of investor protection and the acceptable burdens towards listed companies.The proposed amendments include (1) change of the transaction size that requires