trading of securities or derivatives; (9) back office operation of investment management of funds only if the outsource operator is an affiliated company or financial institution; (10) investing abroad for
trading of securities or derivatives; (9) back office operation of investment management of funds only if the outsource operator is an affiliated company or financial institution; (10) investing abroad for
derivatives intermediary, having obtained an approval [for establishment] from the Securiites and Exchange Commission. “financial institution” means a financial institution under the Interest on Loan of
views and of the ongoing development in the understanding of environmental issues and consequences, while liaising when needed with other parties that provide complementary definitions, standards and
Projects in recognition of the diversity of current views and of the ongoing development in understanding of social issues and consequences. The SBP are collaborative and consultative in nature based on the
promoting and supervising the derivatives intermediary, having obtained an approval [for establishment] from the Securiites and Exchange Commission. “ financial institution ” means a financial institution
The board should demonstrate a thorough understanding of its leadership role, assume its responsibilities in overseeing the company, and strengthen good governance, including: (1) defining objectives
) Basic investment knowledge;(2) Understanding investment products;(3) Understanding digital assets and related risks;(4) Investment diversification and monitoring;(5) Understanding
licensed or regulated by the SEC Thailand : Management company Licensed bank/ Financial institution Licensed securities company Licensed institution/ Corporation/ Organisation (e.g. insurance company) Other
supervising the derivatives intermediary, having obtained an approval [for establishment] from the Securities and Exchange Commission. “financial institution” means a financial institution under the Interest on