14th Money Expo Chiang Mai 2019 at the Chiang Mai Hall, Central Plaza Chiang Mai Airport. SEC was with the responsibility to provide basic knowledge on the capital market and digital assets, to
Securities and Exchange Commission; □ A limited company or a public limited company whose main principles are in the business of securities or financial instruments custody and of other businesses as approved
prove that its personnel is knowledgeable, competent and experienced, suitable for the task assigned and such personnel has basic understanding of general laws related to the profession. The qualification
shareholders or top executives. It also revealed instances where some companies took advantage of unclear interpretation of accounting principles to dress up their financial statements. We cooperated with the
Code. CONTENTS Page INTRODUCTION 1. Objectives of the Investment Governance Code 31 2. Application of the Investment Governance Code 32 3. The Principles of the Investment Governance Code 33 4
directors are women, and 5 Thailand's GESI Context 100+ companies in Thailand pledged to strengthen women’s economic empowerment through becoming signatories for the Women’s Empowerment Principles (The WEPs
version of this ICGN statement, building from versions published in 2003 and 2007. The Principles reflect the on-going development in understanding of the investment chain and the obligations of its members
mutual fund management’s performance shall come into force as from 1 January 2015; (2) the second paragraph of Clause 34 relating to fundamental recommendation regarding the importance of basic asset
of such suitability. The provision of basic advice on basic asset allocation as specified in Paragraph 2 shall be done by professionals and based on recognized academic principles. Clause 35 In case a
of such suitability. The provision of basic advice on basic asset allocation as specified in Paragraph 2 shall be done by professionals and based on recognized academic principles. Clause 35 In case a