operation, reputation, position and results of operation of the intermediaries. “manager” means a person who is designated by the board of directors of intermediaries to be the highest responsible supervisor
purpose of borrowing money is in compliance with Clause 4; (2) a lender is not fund supervisor of the infrastructure mutual fund; (3) financial leverage ratio of the infrastructure mutual fund shall conform
benefits received from activities other than investment (if any); Portfolio turnover ratio; The opinion of the mutual fund management company; The opinion of the mutual fund supervisor; Information on
3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit
Government Complex hotel and Convention Centre Chaeng Watthana.SEC Secretary-General Ruenvadee Suwanmongkol said that SEC, as a supervisor and developer of the capital market, has a policy to support the
provident funds; (2) Asset owners such as the Government Pension Fund, the Social Security Office and insurance companies; (3) Related service providers such as fund supervisor, custodian and investment
_____________________________________________________________________ 5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and
5. I/We affirm that the ASEAN CIS is completely in compliance with Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and