their professional ability to give appropriate information to investors. In making appropriate adjustments and enhancing practicality for the industry, the SEC has taken into consideration comments and

to her advice. {C} also failed to record her giving of investment advice and accepting of securities trading orders from many of her clients. {C} admitted that the unrecorded orders were taken via

supervisor for any reason whatsoever only after approval of the SEC Office has been obtained. 3 The notification of the Capital Market Supervisory Board regarding commitments between unitholders and mutual

taken into consideration. Said regulations shall include at least the following matters: (1) policies on prevention and handling of conflicts of interest; (2) adequate measures to prevent directors

) terms and conditions on the issuance and redemption of depositary receipts; (5) terms and conditions on the cancellation of depositary receipts; (6) action to be taken by the issuer of depositary receipts

business operation under Clause 17, for a period of not less than ten years from the day the information is obtained or relevant action taken; (2) for a business continuity plan under Clause 22(2), for a

foreign exchange gain (loss) has taken into account fair value valuation of derivatives in accordance with TFRS9. 3. Adjusted Net Income is net profit attributed to the Company excluding "fair value of

) the resolution of the unit holders to decrease the capital shall be obtained unless an exemption is explicitly given by the trust instrument on the decrease of capital in (2) (a) (b) (c) or (d); (b) the

comparing with Q1/2019, the net profit for the company increased by Baht 638 million or 68% as a result of the full quarter recognition of revenue, cost and profit from GLOW (Q1/2019 GLOW was acquired for

company whose shares are listed on Stock Exchange; (19/1)2 “foreign company” means a foreign company having obtained an approval to offer newly issued shares in accordance with the Notification of the