Bangkok, September 8, 2014 ? The SEC jointly with alliances and partners from the ?Financial Literacy: Road to Thailand?s Prosperity? Project organized an event on ?Preparing for Happy Retirement
The Securities and Exchange Commission (SEC) organized a seminar to announce the SEC Strategic Plan for the years 2024-2026. Prime Minister and Minister of Finance, Mr. Srettha Thavisin, presided
SEC organized ?3rd SEC Working Papers Forum?, jointly with the Faculty of Business Administration and the Faculty of Management Sciences, Kasetsart University presented three research papers on ?Listed
shareholders‟ rights and equitable treatment. Effective implementation and enforcement can be underpinned by periodic and systematic re- views of corporate governance frameworks that need to be developed and
responsibilities, the SEC management and staff organized charity events to raise funds for underprivileged rural schools in Petchburi province and, in cooperation with the financial media, made donations to an
internal committee reviews some or all screening decisions; ▪ Automated IT systems prevent investments in excluded stocks; ▪ Systematic process that alerts the portfolio manager, compliance team and ESG team
business or of systemic economic importance. 10 G20/OECD PRINCIPLES OF CORPORATE GOVERNANCE © OECD 2015 The Principles recognise the interests of employees and other stakeholders and their important role in
) to ensure that the Thai capital market supervision is in line with international standards. Besides, certain regulations will be revised to cope with systemic risks and volatility of capital flows
SEC has also cooperated with the Bank of Thailand and the Office of Insurance Commission to build a supervisory linkage that ensures stability and prevents systemic risk to promote sustainable financial
constituting a violation of Section 246 of the SEC as well.In this regard, with thorough consideration, the SEC has viewed that the misconduct of this group of wrongdoers followed a systematic pattern