specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
specialist, having verified that the person is truly knowledgeable and competent in that field. FAs shall have a supervisor, who was approved by the SEC, co-sign to certify completeness of information provided
) “ financial advisor ” means a financial advisor on the approved list of the SEC Office; (15) “ fund supervisor ” means the supervisor of a fund ; (16)2 “ common person group ” means the persons with one or more
approved list of the SEC Office; (15) “fund supervisor” means the supervisor of a fund; (16)2 “common person group” means the persons with one or more of the following relationships: (a) spousal relationship
supervisor in business management. Clause 2 In order to ensure that critical function of intermediaries will continue or be restored in a timely manner in the event of disruption of its normal operations
approved list of the SEC Office; (15) “fund supervisor” means the supervisor of a fund; (16)2 “common person group” means the persons with one or more of the following relationships: (a) spousal relationship
) Calculate at the end of every trading day and announce the values within the following business day. 6.5 Announcement of the NAV (1) The mutual fund supervisor shall approve the NAV and values; ( 2) The
approval of the mutual fund supervisor for consideration by the SEC. (2) Report the results of the action to the SEC and the unitholders within three business days from the day the corrective action is
) Calculate at the end of every trading day and announce the values within the following business day. 6.5 Announcement of the NAV (1) The mutual fund supervisor shall approve the NAV and values; ( 2) The
approval of the mutual fund supervisor for consideration by the SEC. (2) Report the results of the action to the SEC and the unitholders within three business days from the day the corrective action is