upon the SEC Office’s request. I allow and will facilitate the SEC Office’s inspection of audit quality of my own work and audit quality control system of the audit firm, both before and throughout the
November 11, 2014 Charin, then PAP independent director, arranged a sale of 147,000 PAP shares in which he had a stake held in the trading account of another person. In so doing, he took advantage of the non
three years; (4 ) a profi l e and relevant details of the audit firm; (5 ) a certification and consent letter of the audit firm (Form 61-2); Period of Approval Validity : not
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2562 1 (Leadership Responsibilities for Quality within the Firm) ( ) (2) 2 (Relevant Ethical Requirements) ( ) ( ) 3 (Acceptance and Continuance of Client Relationships and Specific Engagements) (1) (3
also a team of knowledgeable and competent engagement partner and audit staff working together under a reliable audit quality control system of the audit firm. As such, the auditing must be carried out
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without subject to regulations of this Notification. Clause 6 In this Notification: (1) “audit firm” means an audit firm where an auditor is attached and conduct audit work for; (2) “financial institution
ชื่อผู้ได้มา/จำหน่าย :?LOMBARD ASIAN PRIVATE INVESTMENT COMPANY LDC | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 15/09/2546
การปรับปรุงหลักเกณฑ์เกี่ยวกับการประกอบธุรกิจของบริษัทที่ออกหุ้นหรือบริษัทจดทะเบียนต้องไม่มีลักษณะเป็นการบริหารจัดการเงินลงทุน (investment company)