e-service Online Submission See canceled document Business Operation Rules >> Complaint Handling   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

e-service Online Submission See canceled document Derivatives Agent >> Complaint Handling   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market

| - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology | - |- Business Continuity Management (BCM) | - |- Port Investment of Derivatives Agents

เพ่ือไม่ให้เกิดการเร่งขายหรือ เสนอขาย ผลิตภัณฑ์ที่ไม่เหมาะสมแก่ลูกค้า ด้านที่ 6 การจัดการเรื่องร้องเรียน (Complaint Handling) ผู้ประกอบธุรกิจมีกระบวนการจัดการเรื่องร้องเรียน ซึ่งดำเนินการด้วยความเป็นอิสระ

measures for handling conflicts of interest, and the Environmental, Social and Governance (ESG)-based decision-making factor for choosing target listed companies.The Code will also cover guidelines for

strategies for handling such impacts.(3)  Risk Management: Disclose how the organization identifies, assesses, and manages climate-related risks as part of the organization’s risk management.  (4)  Metrics and

and business disputes; ●  Complaints barred by prescription or limited by time to gather evidence as specified by law. ​ Matters under the SEC Responsibility Complaint Handling Procedure Samples of

://publish.sec.or.th/nrs/9646p.docx translate-spv.docx incurred in the actual handling of the matters shall be taken into consideration without the principal intention being to generate revenue. The fees shall become

/EN/Documents/ActandRoyalEnactment/RoyalEnactment/enactment-specialjuristicpers... translate-spv.docx incurred in the actual handling of the matters shall be taken into consideration without the

; ​​2) The debt instrument or claim shall not be included when calculating  the fund's NAV. 15.2 Procedure for handling assets as debt repayment ​1) Set-aside: the mutual fund management company shall