conducting of the business and such personnel must have knowledge and ability appropriate to their duties. Guidelines 1. Human resources planning of each unit should demonstrate the adequate amount of
company shall demonstrate that it has adequate amount of personnel for the conducting of the business and such personnel must have knowledge and ability appropriate to their duties. Guidelines Page 5 of 32
Section 105 Securities and Exchange Act B.E. 2535 Section 105. A securities company shall prepare its accounts stating true and accurate business operation and financial condition, which must conform
adviser, and (b) reasonableness of the assumption (Section 89/9). The adviser hired by the board must be responsible to the board. Should the adviser is found to have provided false information, the board
, and such auditor must not be a director, an officer, or an employee of a trustee. The financial statements under the first paragraph shall be submitted to the SEC Office and the SEC Office may disclose
person acquired that property did not know or should not have known that the acquired property has been disposed or transferred in breach of trust. The beneficiary shall be entitled to be reimbursed for
the National Legislative Assembly, as follows: SECTION 1 This Act shall be called the “the Trust for Transactions in Capital Market Act B.E. 2550.” SECTION 2 This Act shall come into force after ninety
concisely through easily understood words of no more than 1,500 characters, which shall at least be summarized with bullet points as follows: • Investment policy of a fund should reflect which assets the fund
) Readers should be aware that only the original Thai text has legal force and that this English trans property fund; (2) the advertisement must be made in print or electronic media; (3) presentation of the