lawsuit against Surin in the Civil, pressing for civil sanctions with the highest legal penalty. SEC has sought the Court’s ruling to require Surin to pay a civil fine, compensate the benefits received
banks face financial problems. As a result, the floor conversion price has been standardized to reduce complexity and enable investors to learn of the highest exposure. In addition, banks will be able to
wrongful acts against investors’ assets are liable to the highest sanction of revocation of approval for investment consultant for Complex Financial Products Type 2. However, the approval for Somchai as
กำกับหลักทรัพย์และตลาดหลักทรัพย์ ประวัติการศึกษา Ph.D. (Economics), Yale University สหรัฐอเมริกา M.Phil. (Economics), Yale University สหรัฐอเมริกา B.A. (Highest Honors) (Economics), Swarthmore College
mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest
mutual fund management company, the designated employee must hold a position which will not cause conflicts of interest concerning the fund management, or hold a position that assumes the highest
(2004) dated 29 October 2004 (including amended) (the “Notification on Acquisition or Disposal of Assets"). Whereby the highest transaction 1) Calculate the size of transaction 6 months backward which
transaction according to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 (2008) Re: Rule on Entering into Material Transactions Deemed as Acquisition or Disposal of Asset dated 31
Property Fund, Infrastructure Fund, and Real Estate Investment Trust (REIT), and the Chairperson of the Working Group on the Consideration of the SEC Approval Criteria for the Self Regulatory Organization in
Rule Book for Asset Management ค้นหากฎหมาย/ กฎเกณฑ์ Public Hearing Rule Book for Asset Management ค้นหากฎหมาย/ กฎเกณฑ์ Public Hearing ข่าว/ข้อมูลตลาดทุน ข่าว ก.ล.ต. ข่าว สรุปข้อมูลประจำสัปดาห์ รายงาน