UNOFFICIAL TRANSLATION Codified up to No. 12 As of 14 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 49/2555 Re: Issuance and Offer for Sale regarding Units of Real Estate Investment Trust _____________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Ac...
grounds. Pre-declare voting intentions on ESG- related resolutions with companies identified as laggards. File or co-file climate resolutions at companies who have not responded appropriately to bilateral
, led to an overhaul in international auditor supervision. The SEC has witnessed a shift from a system of Self-Regulatory Organization (“SRO”) under a professional body to a more stringent regulatory
audit standards. - Specify the description of the personal assurance work that deemed as ‘acceptable.’ - Require the staff to self-declare his or her personal assurance work, the firm will be able to
and replaced by the following texts: “SECTION 13. Any commission member who has an interest in the matter to be considered, shall declare such interest and shall be prohibited from participating in such
ก่อนจองซื้อหลักทรัพย์ว่า มีมูลค่าไม่เกินห้าแสนบาท (self-declare) (3) หลักฐานเกี่ยวกับการรับเงินค่าจองซื้อหลักทรัพย์จากสมาชิก หรือการจ่ายคืน เงินค่าจองซื้อหลักทรัพย์ให้สมาชิก (4) หลักฐานเกี่ยวกับการท า
when they establish their private contractual relations. This corporate governance framework typically comprises elements of legislation, regulation, self-regulatory arrangements, voluntary commitments
shall have a casting vote. SECTION 13. Any commissioner who has an interest in the matter to be considered shall declare such interest and shall be prohibited from participating in such consideration
commissioner who has an interest in the matter to be considered shall declare such interest and shall be prohibited from participating in such consideration. Guidelines for consideration of the interest in
vote. In the event of a tied vote, the Chairman of the meeting shall have a casting vote. SECTION 13. Any commissioner who has an interest in the matter to be considered shall declare such interest and