addition, issuers should be aware that they hold no direct influence on the evolvement of their ESG ratings and, in choosing them as KPIs, they risk not reaching set SPT(s). 3-8 Can the KPIs be at project
for the person who is designated by the Institutional Investor to provide further information. The SEC retains on its website a list of I Code signatories for the benefit of clients in choosing Asset
caution (fiduciary duties) and shall not make credit rating information selection which may cause assets of clients to be in a condition of low liquidity and high risk (cherry picking); (2) shall use the
selection which may cause assets of clients to be in a condition of low liquidity and high risk (cherry picking); 2 As added by the Notification of the Capital Market Supervisory Board No. TorThor. 13/2555 Re
และความระมัดระวัง (fiduciary duties) และไม่เลือกใช้ข้อมูลการจัดอันดับความน่าเชื่อถือที่จะส่งผลให้ทรัพย์สินของลูกค้ามีสภาพคล่องต่ำและมีความเสี่ยงสูง (cherry picking) (2)ꃂ ᔀ䤎ⴎ䌎䤎Ȏ䤎ⴎℎ㤎┎Ď㈎⌎ࠎㄎ
applicant shall declare the possession of the following systems; 1. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
shall declare the possession of the following systems; 31. Systems for selecting custody agent to ensure that such custody agent has operational systems relating to asset custody, as specified by the
management under paragraph one hereof, or in the back office operation, the management company shall carefully consider selecting such persons suitable for the tasks to be designated, and shall also ensure