https://www.sec.or.th/TH/Documents/DigitalAsset/enactment_digital_2561_summary_en.pdf > Criminal Sanction - annual Statistics derivatives businesses 0 0 - - 0 0 - - Unlicensed digital asset businesses 0 0
judgement, no matter if the imprisonment is suspended, and shall end after the imprisonment or the suspension thereof has surpassed an interval of three years; (2) a removal on the ground of civil sanction
depending on the severity of the case. If the penalized party disagrees with the SEC order, an appeal can be filed. Administrative sanction ensures that supervision will proceed stringently and efficiently
sanction will also be promoted as another enforcement tool. Financial product development : relevant regulations will be amended for effective supervision on innovative products and transactions. Supervisory
depending on the severity of the case. If the penalized party disagrees with the SEC order, an appeal can be filed. Administrative sanction ensures that supervision will proceed stringently and efficiently
affirm … action that is already being taken by the company. Vote to advise … on the substance and directionality of the resolution, rather than the intricate details. Voting in favour of shareholder
มาตรการทางแพ่ง (civil sanction) เป็นอีกเครื่องมือหนึ่งในการบังคับใช้กฎหมายในตลาดทุนเรื่องการพัฒนาสินค้า/ตราสารทางการเงิน จะปรับปรุงหลักเกณฑ์ต่างๆ เพื่อรองรับผลิตภัณฑ์ทางการเงินและธุรกรรมใหม่ๆ ในตลาดทุน
to ensure that legal action will be seriously taken against wrongdoers. Civil sanction will also be promoted as another enforcement tool. Financial product development: relevant regulations will be
. Other employees involved in this incident were also disciplined by TMB for failing to comply with bank’s operating procedures. In considering the appropriate administrative sanction, SEC takes into
Earlier, the Civil Sanction Committee decided to impose civil sanctions on Mr. Surin Banyongponglert in the case where he had sent trading orders of PICO shares in the manner of price manipulation