investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
investment policy with the features of retirement mutual fund (RMF) or exchange traded fund (ETF). (2) Classification of investment units (Multi-class funds) The investment units of a mutual fund may
#&"Tahoma"&12&KC0C0C0 SEC Classification : ใช้ภายใน (Internal) B. Recruitment B Recruitment: Firm's Reference /Guidance Notes Description 1 Does the firm have recruitment policies and procedures? (full-time
public policy and pre-determined criteria. This exemption rule would facilitate social enterprises in raising fund for their operation to achieve the objectives of promoting employment or solving social
business.? The objectives of the rule-amendment are to promote flexibility and prevent conflict of interest. The proposal has undergone series of discussions with various stakeholders including securities
number of salespersons sufficient for providing services to investors, the new rule will pave the way for experienced staff to seek sales licenses provided that they meet certain conditions to maintain the
1 SEC Classification : ใชภ้ายใน (Internal) Corporate culture and board gender diversity: Evidence from textual analysis Abstract Exploiting a distinctive measure of corporate culture based on
active classification is based on the prospectus, as read by Research Department of Thai SEC. 23 -0.5 0.5 1.5 2.5 3.5 4.5 -0.3 0.2 0.7 1.2 1.7 2.2 -0.5 0 0.5 1 1.5 2 2.5 3 -0.1 0.1 0.3 0.5 0.7 0.9 1.1 1.3
following condition: (1) a beneficiary of the trust is a unitholder thereof; (2) the payment for the units shall be made in cash or cash equivalent; (3) a classification of the units may be made in compliance
SEC Classification : ใชภ้ายใน (Internal) รายงานผลการดำเนินการเพื่อส่งเสริมคุณธรรมและความโปร่งใสภายในหน่วยงาน ปี 2566 สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย ์ โครงการ/ กิจกรรม มาตรการ ช่วง