. 25/2551 Re: Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives Exchange _____________ By virtue of Section 18 of the Derivatives Act B.E. 2546 (2003) which contains

understanding of the requirements under HK-TH MRF MoU, the SEC hereby would like to clarify the details thereof and provide information on related practices as follows: 1. Objectives of HK-TH MRF MoU HK-TH MRF

related Cooperation (“HK-TH MRF MoU”) on 20 January 2021. To ensure that business operators have the same understanding of the requirements under HK-TH MRF MoU, the SEC hereby would like to clarify the

with the principles and the draft regulations. The SEC has therefore issued a notification specifying the amended regulations with the key points as follows:       1. Requirements regarding the check and

Act B.E. 2546   18 03/07/2003 06/01/2004 2. Notification of Capital Market Supervisory Board  TorThor. 25/2551 Initial and Maintenance Margin Requirements for Derivatives Trading in Derivatives

switching: Requiring asset management companies (AMC) to review that the fund’s articles and other relevant requirements are abided by the relevant laws and regulations, particularly, the investment policy

reports in compliance with legal requirements and to incentivize timely payment of the annual registration statement filing fees —have been achieved. In any case, compliance with these requirements is

essences:   (1) Requirements regarding the check and balance mechanism and the responsibilities of the ICO issuer's board of directors: the ICO issuer must establish a check and balance mechanism and

. Other securities regulators in an ASEAN jurisdiction may be included in the Framework when they meet the entry requirements. ASEAN exchanges with a substantial role in reviewing qualitative listing

Bangkok, May 13, 2013 ? The companies aiming to broker a variety of investment units offered by different asset management companies will be eligible to apply for Type D license. Certain requirements