Thor. 8/2557, as amended, and Clause 35(2) of the same Notification, and was thus suspended as securities investment consultant. In addition, since the suspension as investment consultant is a
; (4) with a CPA license suspended during the last three years before filing an application, unless the cause of such suspension is the same as of the SEC's suspension or revocation of the approval as
Microsoft Word - E-0075 (Translation) No. CK-17-0000-PO-L-0075 November 15, 2017 Re: Notification of Cancellation and/or Suspension of Land Purchase under the Resolution of the Board of Directors
securities. Fee and service income decreased by Baht 2.01 million from the suspension of operation of Innotech Asset Management, a subsidiary. The Company recognized share of loss from associates of Baht
judgement of the Appeal Court shall be final. The SEC Office files a complaint with inquiry official for the violation. Violating the prohibition(s) NO. NO - a suspension of trading in securities and
Civil Court judgment. The Appeal Court imposed civil sanctions as follows: the payment for civil penalty in the amount of 1,000,000 Baht; a suspension of trading in securities on the Stock Exchange or the
fine of 333,333.33 baht, and Chompoonuch to a one-year and six-month imprisonment and a fine of 500,000 baht; without suspension of the execution of imprisonment.Information contained in this news
fine of 333,333.33 baht, and Chompoonuch to a one-year and six-month imprisonment and a fine of 500,000 baht; without suspension of the execution of imprisonment.Information contained in this news
, the suspension imposed by the SEC is deemed to have been served. For {B}, the SEC suspended her from duty as the approved equity investment consultant for one month, effective from March 16, 2015
capital market investment consultant for 11 months. Having considered that he had already been suspended by Tisco Securities Securities for three months, the suspension imposed by the SEC shall remain 8