. Therefore, he failed to prepare and disclose the report on change in his holding to the SEC Office within the period specified in the notification of the Capital Market Supervisory Board. SEC Act S.59
) to the SEC Office on July 14, 2021. Therefore, he failed to prepare and disclose the report on change in his holding to the SEC Office within the period specified in the notification of the Capital
disclose to the company and person appointed by the company the information as to whether I have any characteristics indicating untrustworthiness as specified in the Notification of the Securities and
to the existing PVD, the AMC would be required to disclose the PVD factsheet of the newly added investment policy before offering such investment policy to PVD’s fund committees. For a pooled fund, the
securities analysts to participatein fintech development/application processes;(4) Have control and inspection system for algorithm;(5) Have data management and governance;(6) Disclose scope
's securities account but Mr. Rittirong, a director and president of global frozen and related business of TU failed to prepare and disclose report on change in his wife holding to the SEC Office
is available at https://www.fsb-tcfd.org/supporters/ .** The TCFD recommendations are structured around four thematic areas, namely: (1) Governance: Disclose the governance structure and roles of
derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose
of the SEC. In the case where the securities company prepares the supporting documents for entry into accounts or disclose information in the financial statements inaccurately or incompletely, the