adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to strengthen investor
/News_Detail.aspx?SECID=8253 SEC adds “digital asset investment advisor” and “digital asset fund manager” as new regulated businesses and amends regulations on supervision of digital asset business operators to
[i] a juristic person established under foreign law which offers service as the exchange or over-the-counter center under the law of such country and [ii] is regulated by the government or securities
management. “foreign exchange” means [i] a juristic person established under foreign law which offers service as the exchange or over-the-counter center under the law of such country and [ii] is regulated by
service as the exchange or over-the-counter center under the law of such country and [ii] is regulated by the government or securities regulator. “market maker” means a person who is appointed to provide
development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC
and selling investment products through different channels. • Check and keep transaction records to confirm they are accurate and genuine. • Use a licensed/regulated financial service provider
, business involvement, controversy and other ESG screening Technology enablers Industry collaboration We share knowledge on a range of areas e.g. Climate Action, Diversity & Inclusion, Sustainable Real Estate
Distribution of Newly Issued Shares and Share Warrants by Issuer