risks arising from reduction of the margin value during high market volatility, provided that the valuation method and the haircut shall be tested on a regular basis and the validity of the haircut
, determination of investment policy, regular company performance monitoring, discussion with company management, exercise of voting right at shareholders? meeting and giving emphasis to reasons or necessity of
compliance with international standard sustainable investment criteria, and subject to stricter oversight than other regular mutual funds. Once established, Thai ESG Funds must set an investment policy and
dividend payment during Q2/2021. • Land, Property and Equipment decreased by THB 26 million mainly due to the depreciation following the Accounting Standard of the regular accounting period. • Other Non
implemented when an incident occurs and adhere to that plan; (2) designate a unit or personnel as point of contact and report to executives or persons related to the derivatives clearing house for escalation
เหตุการณ์ใด ๆ ซึ่งอาจส่งผลกระทบต่อการกำกับดูแลและบริหารจัดการ IT Risk อย่างมีนัยสำคัญ N/A Yes/Partial/No N/A N/A N/A N/A N/A 1 0 1 &"TH Sarabun New,Regular"&14แนวทางการประเมินสำหรับผู้ประกอบธุรกิจภายใต้หน่วย
company to perform differently or in addition to the performance standards as set out by the association as per paragraph two hereof. Clause 13. In the event that any management company shall designate
. In the event that any management company shall designate another person to undertake the investment management, such designation shall comply with the following rules: 1(1) The person so designated
shall designate another person to undertake the investment management, such designation shall comply with the following rules: 1(1) The person so designated must be qualified to undertake securities
6. Securities company must designate an anti-money laundering officer to be responsible for rendering advices, monitoring, and reviewing transactions in order to ensure compliance with this