governance principles. Principle 4.3 When the issues of concern or risk factors identified have not yet been publicly disclosed, Institutional Investors should engage the Investee Companies on a confidential
), Social Bond Principles (SBP), Sustainability Bond Guidelines (SBG) and Sustainability-Linked Bond Principles (SLBP) (collectively the “Principles”) recommend that in connection with the issuance of a green
Securities and Exchange Commission Board (SEC Board) has passed a resolution to recommend the revocation of digital asset business license of Zipmex Co., Ltd. (Zipmex) for the Minister of Finance’s
- Recommend nominations of the independent auditors and the auditors’ remuneration to the Board. Review with the independent auditors the objectives of audit, responsibility and auditing procedures of the
2, the SEC shall recommend the Minister to issue securities business license within ninety days from the date on which the SEC Office receives complete application and supplementary documents. The
management companies on one trading platform (Fund Supermart) and investment strategists to recommend mutual fund investment and portfolio design that is suitable for investor risk profiles, taking into
) Environment 4) Anti-corruption 5) Consumer interest 6) Science and technology More than 30 OECD members and 9 non-members recommend using the guidelines. ISO 26000 - Social responsibility ISO
recommend licensing, grant permission for offering of securities, make rules, and to inspect, investigate, and enforce compliance with the laws and regulations. Rules and regulations promulgated by the SEC
related to digital assets in the future. Significant and recurring deficiencies arising from the inspection of auditor’s engagement, e.g., revenue recognition, going concern and provisions of allowance for