conduct of derivatives brokers as follows:1. Underwriting rules will be relaxed to permit brokerage firms that issue instruments linked to other underlying securities, e.g., derivatives warrant, trading
products have comparable characteristics. However, certain stipulations are different. For example, unlike conventional bonds, juristic persons established under specific laws will be allowed to issue Sukuk
came into force last year, the Capital Market Supervisory Board (CMSB) assumed from the SEC Board the responsibility to issue rules and regulations governing capital market operator in their certain
markets. Regarding investor protection, the SEC would issue associated rules requiring that the information on the fund?s forex derivatives investment which is not for hedging purpose be clearly disclosed
this situation happens.SEC disseminates the public hearing document about this issue at SEC website: www.sec.or.th/hearing. Any related and interested parties are welcome to make comments on the
disseminates the public hearing document about this issue at SEC website: http://capital.sec.or.th/webapp/phs/upload/phs1525247850hearing_16_2561.pdf . Any related and interested parties are welcome to make
principles for supervising additional digital asset businesses before proposing the Ministry of Finance to issue ministerial regulations in due course. ______________________________
concerning related laws and regulations of the target groups via the SEC clinic to give advice on this issue. Interested persons are welcome to call SEC Help Center at 1207 (press 4) to talk to SEC