Mr. Surasak Chuntori On August 22, 2012, Mr. Surasak Chuntori purchased 75,000 ordinary shares of Siam Global House Public Company Limited (“GLOBAL”) through the securities trading account of Mr

) , by allowing Mr. Thaksa to use his securities trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside information to the public on

(Securities Purchasers) , by allowing Mr. Jajjai to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside

group (Securities Purchasers) , by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the

Group (Securities Purchasers), by allowing Mr. Kavivud to use her securities’s trading account to purchased TPAC shares in such a way as to take advantage of other persons before TPAC disclosed the inside

Company Limited (TU)’s Q3/2017 performance, by allowing Mr. Kraisorn to use his securities’ s trading account to purchased TU shares prior to the disclosure of such inside information to the public on 6

inside information concerning an increase of the net profit of Q3/2019. Subsequently, on 15 October 2019 to 4 November 2019, Miss Tongjai purchased 248,500 of HFT shares in such a way as to take advantage

SEC?s probe found that during April 23 ? May 14, 2012, Sermkhun had purchased CMO shares through his securities trading account by using non-public information material to CMO share price concerning CMO

(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 14 Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6...

(UNOFFICIAL TRANSLATION) Codified up to No.9 As of 20 February 2017 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries _____________________________ By virtue of Section 16/6 an...