. According to the Derivatives Act B.E. 2546 (2003), any person undertaking derivatives business without obtaining proper authorization from the SEC is in violation of Section 16 of the Act. In addition, the
mission to protect the interests of the state. It is vital in undertaking the charges of offenders with fines in criminal cases under Section 29/1 of the Criminal Code, legal execution in breach of bail
Silpa School on the topic, “Financial Literacy for New Generations.” The session aimed to enhance students’ understanding of the SEC’s roles, financial planning, goal setting, and strategies to protect
control measures to strengthen and protect the capital market from cyber threats and recurrence of past incidents as well as to align with the requirements under the Thailand Cybersecurity Act B.E. 2564
, respectively, to lure the investing public into their businesses.The aforesaid acts are deemed undertaking derivatives business without license in contravention of Section 16 of the Derivatives Act B.E. 2546
Nowadays, asset management companies are required to separate investors’ asset from the companies’ ones and introduce measures to protect investors’ assets for other benefits. Asset management
Section 243(1) in conjunction with Section 244 and Section 243(2), and subject to the penalties under Section 296 of the Securities and Exchange Act (SEA). Currently, the offense is specified under Section
/Documents/Auditor/leadership.doc The Derivatives Act The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the
execution right of KPN Energy (Thailand) Co., Ltd through the SET Electronic Listed Company Information Disclosure System. This obligation prompted NUSA to protect the rights of its shareholders by filing a