license or approval properly. The SEC lists of licensed and approved persons are available at www.sec.or.th and SEC Check First application. Also, the Investor Alert List of entities operating business

Quality Control policies and procedures properly covered in induction, professional training and Continuing Professional Development for all principals and staff? 8 Do these written policies and procedures

bitcoin ETFs. In any case, the SEC emphasizes the oversight of intermediaries’ service provision where investors’ interest must be properly protected, including by means of investment advice suitable for

customers correctly. - In the fourth quarter of 2017, the company continues to focus on the hydraulic crane segment. The hydraulic press machineries, which now has orders for 17 hydraulic press machineries

requires the information to be disclosed sufficiently, correctly, fairly and timely.  Listed companies? executives or board members who disclosed falsified information or concealed facts that should be

สารสนเทศรายการได้มาซึง่สินทรัพย์ บริษัท บางกอก เดค-คอน จ ากดั (มหาชน) (BKD) บริษัท แอสเซท โปร แมเนจเม้นท์ จ ากดั (APM) - หน้า 1 - Information Memorandum on Acquisition of Assets Reference is made to the fact that Board of Directors’ Meeting No. 2/2018 of Bangkok Dec-con Public Company Limited (the “Company” or “BKD”), which was convened on Feburary 22, 2018 resolved to approve the acquisition of ordinary shares of High East Capital Holdings Limited ( “HECH” ) Miss.Kantima Rodsatru exisiting shar...

the SEC Office in accordance with the form and procedure provided on the electronic system of the SEC Office. Clause 5 In case the SEC Office deliberated that an applicant has correctly and completely

, investment analysts and asset managers to assess the prices and values of assets accurately as well as allocating capital more efficiently. Since the introduction of the TCFD Recommendations in 2017, the

sector will have clear guidelines for conducting business and properly complying with the law, t he SEC is therefore proposing additional regulations the essences of which are as follows: (1) Definition of

been applied by most institutional investors, i.e., (1) managing conflicts of interest properly, and (2) disclosing voting policy and voting results. Five other core principles are (3) adopting a clear