to ensure prompt actions against violations without imposing unnecessary and burdensome rules upon abiding entities;Promotion: presenting the Thai capital market as a robust venue of choice for fund
outliving their money. Asset management companies are prompt to provide investment management service for retail investors as well as support them to have better understanding and start investing in mutual
to achieve better outcomes. Looking to the future, Asian Roundtable participants agree that a more ambitious reform agenda is needed for the next decade. The OECD Principles provide a sound common
Office. The Office shall grant permission to a management company to establish a branch office provided that the management company meets the following criteria: (1) The management company has sound
company has sound financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to expand its business by way of establishing a branch
meets the following criteria: (1) The management company has sound financial position; (2) The management company has no sign of misconducts or no records which make it inappropriate for the company to
where such major shareholder is a legal entity, its director, manager and partner do not have any of such prohibited characteristics; 6) Being able to show its sound and effective management system; (7
operator, and in the case where such major shareholder is a legal entity, its director, manager and partner do not have any of such prohibited characteristics; 6) Being able to show its sound and effective
of the applicant’s major shareholder which is a juristic person; (5) being able to demonstrate that the applicant would have a sound and efficient management; 2 The law on financial institution