amendments contain the following provisions: 1. Cancel the approval application procedure, retain information disclosure in the shareholders' meeting notice, and require the opinion of an independent
Exchange Act B.E. 2535 (1992) in conjunction with Sections 83 and 86 of the Penal Code. As {A} {B} {C} {D} and {E} declined to enter the settlement procedure, the SEC therefore filed criminal complaint
Code.As they all agreed to enter into the settlement procedure, the Settlement Committee imposed a fine of 500,000 baht on {A} {B} and {C} each; and a fine of 333,333.33 baht on {D} and {E} each.
procedure, the Settlement Committee imposed a fine on {A} in the amount of 25, 665, 197.13 baht and a fine of 333,333.33 baht on {B} {C} and {D} each.
Commission No. Kor Thor. 3/2567 Re: Rules, Conditions and Procedure for Undertaking Digital Asset Businesses (No. 22) dated 3 January 2024: (https://publish.sec.or.th/nrs/10052s.pdf); 2. Notification
Content Intermediaries Rela te d Rules and Regulations The Notification of the Capital Market Supervisory Board No. TorThor. 60/2561 Re: Rules, Conditions, and Procedure for Outsourcing
mutual fund 15. Procedures in a case of defaults of debt instrument issuers 16. Exercise of voting rights in a shareholders' meeting 17. Dividend payment 18. Fees 19. Procedure for dissolution of
Police or the Department of Special Investigation) for further investigation in accordance with the Criminal Procedure Code. After that, the inquiry official will conduct a further investigation and pass
mutual fund 15. Procedures in a case of defaults of debt instrument issuers 16. Exercise of voting rights in a shareholders' meeting 17. Dividend payment 18. Fees 19. Procedure for dissolution of
. A n n u a l R e p o r t 2 0 0 6 17 ë Handling of Complaints Against SEC Staff The SEC implemented a quick and thorough procedure for effective handling complaints against the SEC staff to assure