areas, namely securities regulation reviewed under 37 IOSCO Objectives and Principles of Securities Regulation, and the clearing and settlement infrastructures reviewed under the Principles for Financial
Bangkok, October 30, 2015 ? The Thai capital market is making progress toward adoption of the Organisation for Economic Co-operation and Development (OECD)?s revised Principles of Corporate
Bangkok, February 8, 2016 ? The SEC is seeking public comments on draft revisions to the rules governing operation of capital market infrastructures to be in line with international standard
Code serves as a guideline for listed companies in installing CG principles into various facets of their business operation. This includes the formulation of company?s directions, strategies and
principles will begin in 2018.The I Code consists of seven key principles, namely: (1) establishing a clear stewardship policy; (2) sufficiently managing conflicts of interest for clients? best interest; (3
Code serves as a guideline for listed companies in installing CG principles into various facets of their business operation. This includes the formulation of company?s directions, strategies and
Bangkok, October 22, 2015 ? The SEC will co-host the 2015 OECD-Asian Roundtable on Corporate Governance in collaboration with the Organisation for Economic Co-operation and Development (OECD), the
Rules for Operation of Derivatives Exchange
Rules for Operation of Derivatives Clearing Houses
ensures that efficient internal control is in place and the SEC operation complies with corporate governance principles. Click here to see SEC organization chart. Our Roles How We Regulate