hearing last year in order to make the rules practical for the business operators. The consultation paper on the draft regulations is available at www.sec.or.th/hearing or contact the Intermediaries
Representative in Thailand, and Ms. Géraldine Ansart, Chief of Mission in Thailand, IOM, presided over the event. Representatives from UNDP and IOM provided lectures and presented various tools for practical
direct regulation of CRAs and may incorporate elements of the IOSCO CRA Code itself. Finally, the IOSCO CRA Code only addresses measures that CRAs should adopt to help ensure that the Principles are
and be complied with in light of their specific circumstances. 38. The SEC may issue other circulars, frequently asked questions and other documents from time to time to provide practical guidance to
institutions holding securities business licenses, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that
Office of the Securities and Exchange Commission. Clause 3. This Notification shall not be applied to those financial institutions holding securities business licenses, which are under direct supervision
, which are under direct supervision of other regulators and are subject to anti-money laundering and terrorist financing regulatory and oversight regimes that are comparable to this Notification
this area, identifying the key practical issues: the rights and equitable treatment of shareholders and other financial stakeholders, the role of non-financial stakeholders, disclosure and transparency
Indorama Ventures Public Company Limited (“IVL” or the “Company”) would like to inform that it has, through its direct subsidiary, Indorama Polyester Industries Public Company Limited (“IPI”), Thailand
that of other legal issues. Such ownership rights are core assets of the company that could have a direct and material impact on EARTH's financial condition and may also affect the rights and benefits of