SEC plans to review the operation system that the securities business operators and derivative contract business operators have adopted for some time in the operation and provision of services in

SEC plans to revise the criteria on the maintenance of the net capital (NC) of securities and derivatives business operator. SEC has, therefore, conducted a public hearing on this matter, in

first meeting on 6 November 2019 to consider the Master Blueprint and guidelines for driving forward implementation plans. “The Master Blueprint contains the overview of how the Thai capital market can

plans to lay out a cooperative framework with SEC to push forward the SDG implementation and the UN Guiding Principles of Business and Human Rights in Thailand.  

national economy. One of the subordinate plans is to provide opportunities for SMEs to access financial services, including new types of funding sources, and to develop channels for accessing new types of

, claiming returns from cryptocurrencies, digital tokens or package investment plans in the form of Ponzi scheme. Solicitors may also promise or guarantee attractive returns, luring investors into quick

effective cybersecurity plans.  SEC Secretary-General Rapee Sucharitakul said: ?Cyber threats are evolving very fast and becoming more complicated. Preventive measures alone may not be enough. It is therefore

SEC plans to issue additional requirements relating to the structure of the Board of Directors and Management of IPO companies and listed companies to the current regulations on the check and

addition, the SEC plans to continuously develop the platform, such as adding details and information on offering of each class of ESG bonds, including relevant post-offering reports** by 2023 for

diligence task related to either (1) Business (e.g., issuer information, business plans, digital token projects) or (2) Technology (e.g., source code in smart contracts or other mechanisms used in place of