normal market conditions. Additionally, he continuously traded YCI shared to lure the general public to purchase or sell such shares which resulted in the purchase or sale of YCI shares not consistent with
normal market conditions. Additionally, he continuously traded YCI shared to lure the general public to purchase or sell such shares which resulted in the purchase or sale of YCI shares not consistent with
traded YCI shared to lure the general public to purchase or sell such shares which resulted in the purchase or sale of YCI shares not consistent with the normal market conditions. SEC Act S.243(1
traded YCI shared to lure the general public to purchase or sell such shares which resulted in the purchase or sale of YCI shares not consistent with the normal market conditions. SEC Act S.243(1
systems related to receiving and handling complaints, channels to communicate with customers as well as the number and ability of personnel for Bitkub to operate its business efficiently. DAB Act S.30
orders via mobile phone.Failure to keep a complete record of derivatives trading orders was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market
future application for approval as personnel in capital market business shall not be accepted for five years. In any case, since Krungthai Zmico has already suspended her from the role of investment
Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020. Investors are
order was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from his duty as the approved securities
including appropriate and sufficient personnel to be able to operate the securities brokerage business efficiently. This case is in the process of inquiry by the inquiry official. SEC Act S.113 Criminal