intermediaries? creation of innovative service channels and provision of wealth advice, product knowledge and understanding for potential investors to create their own financial well-being beyond retirement
welcome to participate in the Sandbox to test their digital assets-related services, promoting innovative development in the capital market under a framework of flexible regulation. The Sandbox is
of the law involve revision of provisions related to training wherein banks are required to have officers who are responsible for overseeing the preparation of transaction reports, Know Your Customer
, innovation, knowledge, culture, and creativity. The SEC has been administering its “Pride of the Provinces” project for a third consecutive year and initiated the “The Pride in Thai Innovative and Creative
333/3 Viphavadi Rangsit Road, Chomphon, Chatuchak, Bangkok 10900, Thailand Tel: +66 1207 or +66 2695 9999 Fax: +66 2695 9660 e-mail: info@sec.or.th BU I L D ING BR IDGES INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2014 BUILDING BRIDGES Securities and Exchange Commission, Thailand Securities and Exchange Commission, Thailand Contact Information This report is available for download on the SEC website: www.sec.or.th For more information, p...
Contracts Trading Volume Open Interest Figure 6: Trading Volume and Open Interest on TFEX debt securities issuance, and (4) promoting interest rate futures; ë To promote issuance and trading of innovative
E_1 Legal_FA_2015_12_29-c A WWCCoorrppLL44..11hhiigg A Executive Summary 1 Management Discussion and Analysis For the Year Ended December 31, 2017 In 2017, Thai economic growth gained traction, buoyed by strong recoveries in tourism and exports. This growth momentum is expected to carry on into 2018, especially amid a brighter outlook in public and private investment. Nonetheless, the business sector remained challenged by new modes of competition in a broader marketplace amid the advancing digi...
solicitation; (2) having a clause prohibiting the representative from appointing a sub-representative; (3) overseeing the representative to comply with the clause in the agreement and the rules on sale or
units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the representative to comply with the clause in the agreement and
rules on sale or acceptance of redemption of investment units or customer solicitation; (2) having a clause prohibiting the representative from appointing a sub- representative; (3) overseeing the