against misconduct ë Issue rules and regulations governing securities issuance and offering for sale to the public ë Approve securities issuance and public offering ë Oversee information disclosure ë
corporate governance where Thailand obtained 82.83 out of 100 in CG ROSC assessment while ranked the third in Asia in CG Watch assessment and assessed with the highest score among six ASEAN countries in ASEAN
concrete improvement in the aspect of corporate governance where Thailand obtained 82.83 out of 100 in CG ROSC assessment while ranked the third in Asia in CG Watch assessment and assessed with the highest
and the Pacific.For more information on the "Ring the Bell for Gender Equality" campaign in Thailand, watch the full recording of the event at https://www.facebook.com/events/1249624395923568Media
หน่วยงาน compliance และผู้บริหารระดับสูง ต้องกำหนดบัญชีรายชื่อหลักทรัพย์ใน watch list เช่น บริษัทจัดการอยู่ระหว่างเจรจาจำนวนเงินที่ได้รับชดเชยเป็นพิเศษจากผู้ออกตราสารหนี้ซึ่งเคยผิดนัดชำระหนี้แก่กองทุน
SEC considers the information of such mutual fund. The Thai AMC is required to perform on-going monitoring and oversee that the mutual fund maintains the qualifications of an MRF-eligible master fund in
other assets as collateral for securities trading of any person; 6. Allowing any person to receive benefits or oversee payment related to or because of one's own securities trading; or 7. Transferring or
Thai AMC is required to perform on-going monitoring and oversee that the mutual fund maintains the qualifications of an MRF-eligible master fund in accordance with the requirements under HK-TH MRF MoU
the SEC Office for updating the information at all times. 3 . We acknowledge and agree that we have the duty to oversee and keep confidential the Username and the Password of Company Account which we
duty to oversee and keep confidential the Username and the Password of the SEC Account which we have received from the SEC Office without disclosing and allowing them to be used by any unauthorized