beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
trade AMC shares in concealment to mislead the public to believe that such shares were traded in great volume or that such share price was changed, causing the trading of such shares to be inconsistent
shares to be inconsistent with the normal market condition to lure the public into the trading. SEC Act S.243(1)(2) in conjunction with 244(1)(2)(3) and Section 86 of the Penal Code Settlement Committee
shares inconsistent with the normal market condition, to lure the public into the trading. He entered the settlement process but failed to pay the fine as ordered by Settlement Committee. The public
shares inconsistent with the normal market condition, to lure the public into the trading. He entered the settlement process but failed to pay the fine as ordered by Settlement Committee. The public
- November 24, 2008 through other persons' trading accounts, resulting in the purchase or sale of such share inconsistent with normal market condition, to mislead and lure the public into the trading. The
, resulting in the purchase or sale of such shares inconsistent with normal market condition, to mislead and lure the public into the trading. The public prosecutor issued a prosecution order against the
, 2008 through other persons' trading accounts, resulting in the purchase or sale of such share inconsistent with normal market condition, to mislead and lure the public into the trading. The public
matching orders within the group which caused TYM share price inconsistent with normal market conditions to mislead the general public about TYM trading values and volumes and lure the general public to