- TECHNOLOGY GROUP Approve risk appetite and all risk management policies and guidelines. Oversee overall risk management of the Financial Conglomerate to ensure its effectiveness. Ensure effectiveness of
management systems, and disclose its opinion in the company’s annual report. Principle 6.3 The board should manage and monitor conflicts of interest that might occur between the company, management, directors
supervise and ensure fair treatment for retail and SME customers will pose a heightened challenge to banking performance. To cope with these issues, commercial banks may have to fine-tune their strategies
an independent director) Trustee's duties A trustee shall have a trustee license and is independent from a trust manager. A trustee's main duties are to: oversee that the trust instrument is
. The attendance list is shown on page 14. Policy and Implementation 1. Corporate Governance Policy Established upon the enactment of the SEC Act, the SEC has the duty to promote, develop and supervise
prescribe the standard for the management of retail funds , accredited investor funds , mutual funds for institutional investors , and private funds to ensure that the management companies oversee and manage
companies oversee and manage such funds with honesty and integrity by exercising their knowledge, competency and expertise with due care and prudence of the same standard or in the same manner as a
1 แนวทางการยื่นค าขออนุญาตเสนอขายตราสารหนี ้และรายงานต่าง ๆ หมายเหตุ * การย่ืนข้อมูล feature – ส่ง hard copy กรณีตราสารระยะยาว : print ใบสรุปการส่งข้อมลูตราสารจาก IPOS ซึง่ได้ลงนามรับรองความถูกต้อง
about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai capital market to become the essential mechanism driving sustainable economy and determined to perform that