institutions must also pass a fit and proper test, and can be rejected and removed by the BoT. Guidelines for banks and other financial institutions have additional norms, including a risk committee for the
Sustainability Bond Guidelines June 2018 Introduction A market has developed for bonds aligned to both the Green Bond Principles (GBP) and the Social Bond Principles (SBP) (referred to as the
providers will have a duty to oversee proper securities trading. For example, information must be disclosed before and after trading for investment decision-making, trading must be regulated for smoothness
beginning of 2020. Most respondents were in favor of the regulatory updates and suggested that other regulations could be used to oversee fund management and provide investor protection. The
standards of conduct, especially the executives who oversee compliance of business operators in accordance with the law, standards and ethics of business operation, to build investors’ confidence
Social Bond Principles Voluntary Process Guidelines for Issuing Social Bonds June 2021 Principles June 2021 Social Bond Principles Voluntary Process Guidelines for Issuing Social Bonds Introduction
– The SEC is seeking public comments on the proposed amendments to the rules and guidelines for supervising digital asset businesses and ICO portals to better meet the current industry ecosystem and
co-organize a webinar on guidelines for integrating ESG factors into securities analysis 24 November 2022 The Securities and Exchange Commission, Thailand (SEC Thailand) today co-organizes a webinar
policies and guidelines for working together on September 25, 2019 at the SEC Office. They shared the opinion on driving the capital market with guidelines to support SMEs to access funding sources in the
procedures for change of agent to collect and receive payments of debt. Currently, regulations have not been prescribed for the said matters.To ensure that the private sector will have clear guidelines for