Questionnaire A Monitoring the Firm’s Quality Management Policies and Procedures Firm's Reference /Guidance Notes Description A1 Does the whole firm perform inspection to evaluate its compliance with
the securities company start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange
the securities company start-up an operation, it meets the following qualifications; (1) maintain a net liquid capital according to rules prescribed by the notification of the Securities and Exchange
being ordered by the Office to rectify significant fault in its internal control system, monitoring and supervision system or the record keeping system relating to work operation, unless obtain a waiver
being ordered by the Office to rectify significant fault in its internal control system, monitoring and supervision system or the record keeping system relating to work operation, unless obtain a waiver
being ordered by the Office to rectify significant fault in its internal control system, monitoring and supervision system or the record keeping system relating to work operation, unless obtain a waiver
operation in foreign countries, such plan shall at least contain details of an efficient operational management, monitoring and supervision system, and record keeping system including readiness of personnel
://www.sec.or.th/TH/Pages/AboutUs/HR-ManagePolicy-Report-2564.aspx Thai HR-ManagePolicy-Operation-2563 ดิจิทัล ( Digital Asset ) ซึ่งเป็นกลุ่มงานที่กำลังเป็นที่ต้องการอย่างมากในตลาดแรงงาน และมีการแข่งขันสูง ดังนั้น
://www.sec.or.th/TH/Pages/AboutUs/HR-ManagePolicy-Report-2564.aspx Thai HR-ManagePolicy-Operation-2563 ดิจิทัล ( Digital Asset ) ซึ่งเป็นกลุ่มงานที่กำลังเป็นที่ต้องการอย่างมากในตลาดแรงงาน และมีการแข่งขันสูง ดังนั้น
standardized protocol for monitoring and supervision of digital asset businesses, and to reduce the necessity for case-by-case data submission. Currently, some digital asset brokers, dealers and exchanges have