to himself or a third party, and obtaining unlawful gains for themselves or another person caused damages to EARTH. This case is in the process of inquiry by the inquiry official. SEC Act S.308 310
explanation to the SEC accordingly. In performing duties, investment consultants can send trading orders only when obtaining instructions from the clients. They are not allowed to make securities
financial to Thai Japan Laboratories Co., Ltd. (TJL). 2.Date/Month/Year of Transaction December 3, 2018 3.Financial Aid D.T.C. industries Plc. 4.Financial aid recipients beneficiary details Thai Japan
ข้อตกลงเพื่อขยายความร่วมมือระหว่าง ACMF และ IFRS Foundation (ACMF-IFRS Foundation Dialogue on IFRS Sustainability Disclosure Standards: AID) ในโอกาสนี้ ก.ล.ต. ไทย ได้ร่วมแสดงความยินดีต่อการส่งมอบการเป็น
Bangkok, February 25, 2015 ? The SEC suspended {A}, a capital market investment consultant of Kasikorn Securities Plc. for obtaining authorization to make derivatives and securities trading decisions
encouraged the arrangement of workshop seminars as well as provided technicality aid to improve the potential 06 By continuously enhancing the system of audit regulation in the capital market and international
: Clause 1 The following Notifications shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission concerning Guidelines for Application for Obtaining an Approval and Granting
1 The following Notifications shall be repealed: (1) Notification of the Office of the Securities and Exchange Commission concerning Guidelines for Application for Obtaining an Approval and Granting
; (2) the determination of fees for application for an approval, application for obtaining a license, a license, or for operating the business as licensed; (3) the issuance of rules relating to the
; (2) the determination of fees for application for an approval, application for obtaining a license, a license, or for operating the business as licensed; (3) the issuance of rules relating to the