to raise fund and borrow for investment expansion by the end of 2013.In consummating the conversion of a fund, the unitholders? meeting must approve the transaction with a majority vote of total
that those personnel must be equipped with knowledge, capability and approved by the SEC. The business operators must apply necessary assessment procedures to ensure that their investment consultants
securities firms, investor contacts and clients. Strict rules must be complied and securities firms must put in place necessary systems and tools for maintaining records of clients orders that include voice
in auditing and reviewing its 2014 and Q1/2015 financial statements where the auditor expressed qualified opinions due to limitation on scope of audit imposed by the company management. EIC must submit
aforementioned transactions. The audit must be carried out by an auditor on the SEC Approval List. Additionally, SAM must submit the special audit report, along with all relevant documents and evidence, to the SEC
KWI to conduct a special audit on the matters above, with specific examination of facts over the past three years. To ensure auditor independence, this special audit must be performed by one of the Big
not subject to the ceiling of the tax-deductible amount applied to retirement-related funds. Purchases must be made between 1 April 2020 and 30 June 2020 and investors must also hold their investment
retirement-related funds. Purchases must be made between 1 April 2020 and 30 June 2020 and investors must hold their investment units for not less than 10 years. Other conditions shall be made as per the
publication of the financial statements on newspaper and at open space of the premises of the business operators must be postponed as well.To mitigate the impacts of the situation, SEC has extended the
publication of the financial statements on newspaper and at open space of the premises of the business operators must be postponed as well.To mitigate the impacts of the situation, SEC has extended the