/2001 2. Notification of the Office of the Securities and Exchange Commission  SorNor. 12/2545 Determination of Rules and Procedures for Actions by Management Companies against Incorrect Value of

., Clubhouse, Line, and Facebook, each having a substantial user base. Morakot adopted a normal business approach and received fees or other forms of compensation.His actions above are liable to be an

cooperation for the regulator, as well as lacked of professional ethics and securities business conduct. Such actions are considered in violation of the SEC?s Notification No. SorThor/Nor.13/2542 Re

prices, while Prayuth and Naruephol used their own accounts to manipulate the SECC share. Porntep?s and Arada?s actions were liable to contravention of Section 243(1) in conjunction with Section 244 and

worked for Country Group), had used incomplete Customer Confirmation and Portfolio reports in substitution for order tickets. Their actions were deemed as failure to record the customers? securities

his employer. The SEC then probed into the case and found from conversation records that Nongun had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with

records that {B} had obtained authorization to trade derivatives for the client. He then proceeded to take the actions with such permission.In performing their duty, an investment consultant can send

? accounts that he borrowed the money from, for other?s or his own benefits. The SEC reviewed and found that Chalerm?s actions were deemed fraudulent, deceitful, interference with clients? assets with the

international capital flows, which would have repercussions for foreign exchange movements and funding costs during the latter half of this year. In Thailand, most economic indicators in the first quarter of 2018

on impacts from volatile international capital flows, which would have repercussions for foreign exchange movements and funding costs. The Thai economy in the second quarter of 2018 exhibited ongong