://publish.sec.or.th/nrs/6497se.pdf New Products ดิจิทัลเพื่อการลงทุน ICO G = 5,559 D = 155,559 H =1,555,559 Property / Infrastructure Fund ( 0 record(s) found) Asset Management Company Name Supervisor Company
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
and fund supervisor as well as investment requirements. The offering of ASEAN CIS will be made through securities companies in Thailand and in compliance with disclosure rules comparable to the
regulated person who is disqualified or fails to comply with professional conducts and standards. Such regulated person are as follows: - Financial Advisor and its supervisor - Auditor - Valuation Company and
> Intermediaries > Asset Management Businesses > Fund Supervisors Market Data SHARE : Detail Content List of Registered Fund Supervisor No. Registered Name Address Registered Rate 1 Kasikornbank PCL 1 Soi
requires that the auditor of the entities in the capital market be approved by the SEC so that the SEC will be capable of regular monitoring the quality of audit work performed by such auditor, which
(SEC) is closely monitoring relevant development and, for the time being, has no plan to allow spot bitcoin ETFs in Thailand. The SEC takes note of potential benefits of spot bitcoin ETFs as approved in
business operation. Meanwhile, Senior Management ensures that policies, processes and systems for controlling, monitoring and reporting risks and capital are in place whereas segregation of duties and
and may engage in the affiliated transaction for the fund only when an approval is granted by the mutual fund supervisor for the case specified in Clause 14, the conditions specified in Clause 15 are