to invest in the instruments offered domestically or overseas, to the extent specified by investment limit. The regulations aim to widen both channels for banks to strengthen their capital and
the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended
the public hearing on the proposed amendments to the regulations and the concerns raised by asset management companies in the focus group meeting held in October 2020. To this extent, the SEC amended
will closely coordinate with the SET to monitor stock trading activities and solve the problem in advance. Another aspect of the supervisory task is to improve risk management procedures of securities
their duties to the fullest extent. Throughout 2019, the SEC organized training sessions and seminars on emerging issues with significant changes to stakeholders at all levels, e.g., executive officers of
and closures that may be imposed for spikes in occurrences of the virus and the extent to which any such measures could be implemented remain uncertain, including whether any more temporary or permanent
reduction in cash payments, starting with the PromptPay system for person-to-person fund transfers and PromptPay for businesses, in January and March 2017, respectively. The extent to which this lower fund
reduce cash payments, starting with the PromptPay system for person-to-person fund transfers and PromptPay for businesses, which were introduced in January and March 2017, respectively. The extent to which
can monitor the guidelines for exercising the voting rights and the exercising of such rights by the management company; 6 (d) Does the mutual fund provide channels and procedures for the investors
entail ongoing surveillance, once a credit rating is published, the CRA should monitor the credit rating on an ongoing basis by: a. reviewing the creditworthiness of the rated entity or obligation