; - a compensation of the benefit received from committing the offense in an amount of 704,250.00 Baht - a civil monetary penalty of 880,312.50 Baht
> - a civil monetary penalty of 333,333.33 Baht SEC Act (before the fifth amendment) Section 241 in conjunction with Section 86 of the Penal Code Civil Action Dated 30/03
> - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 (1) (2) (3) Civil Action Dated 04/06/2018
; - a civil monetary penalty of 500,000.00 Baht SEC Act (before the fifth amendment) Section 243 (1) in conjunction with 244 (1) (2) (3) Civil Action Dated 04/06/2018
2566-2#2I-!9%*44 (website) Dec 66.xlsx Statistics of Civil Sanctions (As of 31 December 2023) Cases Persons Civil Monetary Penalty A compensation at an equal amount to the benefit received A
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
complicated, and for the most part the existing laws do not cover all new ways of committing an offense in the capital market. Legal provisions applied to some cases are unclear and open to interpretation
, Amornrat and Walailuk, requiring each person to pay a separate civil monetary penalty, the benefits received from committing the offenses and reimburse SEC’s investigation expenses in total amount of