of the Securities and Exchange Commission. Clause 2 At least two fifths of the total number of directors of a derivatives exchange shall be persons capable of performing the duty to safeguard the
withdrawn retroactively from bonds certified under earlier versions of the Criteria. 2 Assets and Projects in Scope 2.1 Assets in scope Table 1 presents use of proceeds that might be included in a Certified
Other Related Entities in order to Ensure Confidence of the Investing Public ● Supervision of Market Intermediaries - Securities Companies - Asset Management Companies - Inspection - Supervision of those
, the intermediary shall comply with Clause 11 and Clause 23(4) of this Notification only. Clause 4 The rules in detail under this Notification are prescribed to ensure that intermediaries comply with the
, the intermediary shall comply with Clause 11 and Clause 23(4) of this Notification only. Clause 4 The rules in detail under this Notification are prescribed to ensure that intermediaries comply with the
, the intermediary shall comply with Clause 11 and Clause 23(4) of this Notification only. Clause 4 The rules in detail under this Notification are prescribed to ensure that intermediaries comply with the
digital asset exchange and digital asset broker, starting from 2 February 2024. In addition, during the suspension, Zipmex is required to: (1) Rectify its financial condition to ensure compliance with
that involves transfer of subscription money to personal bank accounts of investment consultants because such arrangement could be used as a channel for committing dishonest acts and it might lead to a
Secretary-General, said ?With the current economic and social conditions and the outlook, in particular aging society, everyone needs to understand and realize importance of saving and investment to ensure
. This is to ensure clarity on the characteristics of business undertaking that may be deemed an undertaking of business as an investment company, and to prevent legal evasion as well as to protect the