Rules Conditions and Procedures for Being Director or Executive of Other Securities Companies
definition of “executive" means director, manager, or the first four executives succeeding the manager and every person holding the position equivalent to the fourth rank including person holding executive
Preparation of Report on Changes to the Securities and Derivatives Holding of Director, Executive, Auditor, Plan Preparer and Plan Administrator
Personnel Director & Executive - - - - - - Member of fund investment committee - - - - - - Fund manager - - - - - - Investment Planner - - - - - - Investment Consultant /1 - 6 12 - 4 10 Other Professionals
Mr. Wittawat Pornkul Mr. Wittawat Pornkul as the Chief Executive Officer, Managing Director and Director of Dcon Product Public Company Limited ("DCON"), knew or possessed an inside
director, manager or person with power of management; (3) “Person with power of management” means executive director, deputy manager, assistant manager, department director, branch manager and shall also
Securities Companies (No.2) dated 23 November 2000. Clause 2. In this Notification: (1) “Securities company” means any company licensed to undertake securities business; (2) “Executive” means director, manager
Mr. Chana Towan Mr. Chana Towan as the Executive Vice-President and Director of Dcon Product Public Company Limited ("DCON"), knew or possessed an inside information material which might