Federation of Accounting Professions to issue interpretations on six principles to plug this loophole, with more to follow. To tighten the enforcement of company directors’ behaviour, we set up a disciplinary
or by revocation of approval in accordance with Clause 7, such securities company shall rectify such matter within ninety days from the date on which it is notified of such matter by the SEC Office. If
(2018), which has become effective since 14 May 2018, stipulates that the SEC shall be the main regulator for digital token offering and undertaking of digital asset businesses with the authority to issue
focus. Each issue will be explored to the core with stakeholders? interest in mind to ensure right-to-the-point, effective problem solving. This involves interconnection among stakeholders with relevant
results or going concern of the Company or its group of companies; - Investment risk imposed on the securities holders. Identify and clarify the risks of losing returns or rights or investment money, in
shall continue to be the language used for all subsequent submissions no matter if other languages are used additionally except when the SEC Office grants a waiver for reason of necessity or
fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of the credit rating process CRAs should endeavour to issue opinions that help reduce the asymmetry of
and found that the aforesaid persons jointly acted to cause BF and ASC, two related companies where Jalernrat was the director, to issue post-dated cheques to TUCC and Thai Niche, a subsidiary of TUCC
blueprint is the result of thorough analysis and re-adjustment of focus. Each issue will be explored to the core with stakeholders? interest in mind to ensure right-to-the-point, effective problem solving
Exchange or the securities trading center with the approval of the Office, as the case may be; (2) short sale of securities which are debt instruments, whereby the Office also has the power to issue