Custody of Assets of Clients by Securities Companies (No. 3)
Custody of Assets of Clients by Licensed Derivatives Brokers (No. 3)
Repeal of Notification of the Capital Market Supervisory Board concerning Execution of Transaction in Bills by Securities Company
Offer for Sale of Newly Issued Securities to Directors or Employees (No. 2)
Offer for Sale of Securities Issued by Foreign Company to Directors or Employees of Foreign Company or Conglomerate in Thailand (No. 2)
Rules, Conditions and Procedures for Application for and Approval of Offer for Sale of Newly Issued Debentures to Investors in Foreign Countries (No. 2)
Re: Submission of the Registration Statement for an Offer for Sale of Debt Securities
Application for Approval and Granting of Approval for Offering of Newly Issued Shares
Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries