,” giving advice on digital asset investment or quoting digital asset value, and in the case of “digital asset fund manager,” giving investment management service or making digital asset investment
channel as a tool to evade or contravene the governing law and regulations (regulatory arbitrage) on the undertaking of investment management business,* which prescribe stricter supervision. For example, it
Bangkok, March 10, 2014 ? The SEC jointly with the Association of Investment Management Companies (AIMC), the Stock Exchange of Thailand (SET), the Thai Bankers? Association (TBA), the Association of
companies that operate business in the categories of securities brokerage, dealing, investment advisory and underwriting, as well as mutual fund management, private fund management, venture capital
Currently, asset management companies have roles in reporting their portfolio outward foreign and derivatives of mutual funds and provident funds to both SEC and BOT on a monthly basis. In order
Ms. Ruenvadee Suwanmongkol, SEC Secretary-General, said: “As a capital market regulator, the SEC recognizes the importance of encouraging sustainable and responsible investment and it is the capital
According to the Ministerial Regulation Re: Granting of Approval for Undertaking Digital Asset Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “Digital Asset Investment
ตามที่สถาบัน Future Investment Initiative Institute (FII) มีหนังสือเรียนเชิญ เลขาธิการ ก.ล.ต. เข้าร่วมเสวนาในหัวข้อ “Writing the Rules of Crypto” ในงานสัมมนานานาชาติ FII ครั้งที่ 6 เพื่อร่วมแลก