Thai Unique Coil Center Public Company Limited Thai Unique Coil Center Public Company Limited, failed to prepare and submit the reviewed financial statements for Q1/2017 and the reviewed financial

Krungthai Asset Management Public Company Limited Krungthai Asset Management Public Company Limited as a fund management company failed to manage Krung Thai CLMVT Equity Fund (KT-CLMVT) strictly in

DBS Vickers Securities (Thailand) Co.,Ltd. Between May 22, 2019 and June 11, 2019, DBS Vickers Securities (Thailand) Co.,Ltd., as a securities and derivatives broker, failed to put in place a

Chuo Senko (Thailand) Public Company Limited Chuo Senko (Thailand) Public Company Limited, failed to prepare and submit the reviewed financial statements for Q1/2017, Q2/2017 and Q3/2017 to the SEC

Datamat PLC Datamat PLC (DTM), failed to prepare and submit the financial statements for the year 2012 and the annual registration statement for the year 2012 (Form 56-1) to the SEC and the SET

AEC Securities Public Company Limited Between December 25, 2018 and May 22, 2020, AEC Securities Public Company Limited , as a securities and derivatives broker, failed to submitting an accurate and

S.E.C. Auto Sales and Services PLC S.E.C. Auto Sales and Services PLC (SECC) failed to prepare and submit the reviewed financial statements for Q3/2013 to the SEC and the SET within specified period

Professional Waste Technology (1999) Public Company Limited Professional Waste Technology (1999) Public Company Limited failed to prepare and submit (1) the reviewed financial statements for Q4/2013

Asia Wealth Securities Public Company Limited Between February 25, 2021 and May 31, 2021 Asia Wealth Securities Public Company Limited, as a securities broker, failed to submitting an accurate and

. That is, the securities broker failed to Inefficient management and management of liquidity risks. (2) failed to maintain the net capital (“NC”) in accordance with the rules, conditions and procedures