Division comprises Intermediaries Supervision and Development Department, Intermediaries Inspection Department and Licensing Department. 2. Deputy Secretary-General Vasant Thienhom is in charge of the
related information, (2) revising the supervision of major shareholders of business operators under both laws so that it will be applied consistently, (3) reconciling the supervision of persons who work
/ Inquiries > Complaints / Whistleblowers > Matters under Supervision of Other Laws Contact us SHARE : Detail Content SEC Complaint Center Matters under Supervision of Other Laws Products and
will invest in digital assets and to be aware that the supervision and regulation thereof by government agencies can partially reduce risks, such as the risk of being deceived and being taken advantage
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) บรรยายในหัวข้อ “SEC Roles and Capital Market Supervision and Development” ให้แก่คณะนักศึกษาหลักสูตร
facilitate the exchange of experiences among law enforcement personnel involved in the Thai capital market. During the event, SEC executives presented lectures focusing on supervision and law enforcement
custodians under draft amendments to the Provident Fund (PVD) Act and within the securities trading framework. The Custodian Club consists of 13 members, including commercial banks engaging in fund supervision
Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs Sales Conduct Supervision Department Tel. +66-2263-6134 Was
Market and Related Entities Enforcement Class Action Prevention of Unfair Securities Trading Practices SHARE : For More Information ContactUs Sales Conduct Supervision Department Tel. +66-2263-6134 Was
and Audit Oversight > Auditor Supervision Regulations SHARE : Detail Content Financial reporting and audit oversight 2. Auditor Supervision The SEC has put its continuing effort on